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News

Sun 05 Sep 2010

IFA Compliance Health Check

One of the most popular features in our Core+ range is our Compliance Health Check.

We have developed this product with the help of IFA Practices to ensure that it provides the full systems and procedural review required by all types of IFA Business.

This is a full day Health Check that will look at all aspects of your Company’s Compliance and T&C.

During the day we will review all of your policies and procedures to ensure that they are up to date with the latest FSA guidance and Hot Topics. We will also review your T&C files as well as a number of advice files.

Following the Health Check day we will provide a full report on our findings which will include recommendations and guidance.

Get Your Money Back

The price of the Health Check day is £550 + VAT.

If, as a result of our Health Check day, you decide to take up our Core retainer service, we will deduct the cost of the Health Check day from your monthly retainer fee over the first 12 months. So you get the money back.

TCF Health Check

We have adapted the IFA Health Check to focus solely on TCF. The TCF Health Check day provides an ideal coaching opportunity for those Firms selected by the FSA for a validation audit.

The TCF Health Check day is priced the same as the standard Health Check and will include a coaching session to prepare you for the interview with the FSA as well as a review of all of the documents within your TCF regime. This product is a must for the 25% of Firms that will be selected for a TCF validation audit.

Book an IFA or TCF Health Check: